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A digital investment platform seeks a second-in-charge for its regional compliance team based in Hong Kong. This role covers license applications, transaction monitoring, trade surveillance, KYC/AML for retail and corporate clients, and advise on FATCA, and CRS reporting. Internal compliance training is also part of the role. Candidates should have 8-10 years’ compliance experience gained from sizable brokerage or securities department. Familiar with SFC license Types 1, 2, and 4. Fluency in Mandarin, Cantonese and English is essential. Along with strong communication skills and good team player. WS10809